Compliance Manager Compliance Operations

Develop and implement company policies and regulations.Oversee all business operations relating to compliance including policies, investments, and procedures.Design and monitor control systems to deal with violations of legal rules and internal policies.Regularly assess the efficiency of control systems and recommend effective improvements.Review and...

Implement and manage an effective legal compliance program.Develop and review company policies.Advise management on the company’s compliance with laws and regulations through detailed reports.Create and manage effective action plans in response to audit discoveries and compliance violations.Regularly audit company procedures, practices, and documents...

As a Compliance Analyst at Deriv, you will ensure our business partnerships adhere to laws, regulations, and industry standards. The role will require you to collaborate across teams, assess diligently, and provide valuable insights to uphold our commitment to ethical business. Your AML and KYC expertise will guide our B2B operations towards compliance and...

•Lead implementing the compliance policy.•Hands-on experience with KYC and KYB compliance operations.•Good understanding of the AML, CFT, and OFAC compliance framework.•Working experience with FATF related STR, SAR and CTR.•Working experience with transaction and account risk monitoring operations.•Familiarity with research...

Manage a team of 15+ associates and specialists in driving Operational goals for respective business functions measured under Cycle Time/ Productivity/Quality/ Cost metricsManage global classification/rule writing programs that will result in duty savings and ultimately benefit the programs. Make right hiring decisions, continuously develop team, Set goals...

Participate in the required investigations resulting from external audits and inspections, customer complaints, or any assigned projects, and follow up on the corrective and preventive actions as requested.Review and analyze the quality management systems and related work methods in all departments for enhancement and improvement purposes.Perform compliance...

Manage a team of 15+ associates and specialists in driving Operational goals for respective business functions measured under Cycle Time/ Productivity/Quality/ Cost metricsManage global classification/rule writing programs that will result in duty savings and ultimately benefit the programs. Make right hiring decisions, continuously develop team, Set goals...

Compliance managers ensure that a business, its employees and its projects comply with all relevant regulations and specifications.This could include health and safety, environmental, legal or quality standards, as well as any ethical policies the company may have.

Prepare and implement Taawon’s Compliance Monitoring & Screening Program as well as Compliance & Training Plan and review/update them on a periodic basis.Perform the role of Money Laundering Reporting Officer (MLRO) for the entity, acting as a focal point for employees/ stake holders to escalate suspicions of terrorist financing or money laundering...

Carry out and oversee detailed info gathering, process mapping, analysis and other activities with objective to identify and assess compliance risks. For this purpose, extensive interaction with other departments and functions is expected;• Draft or take part in drafting internal policies and procedures;• Day to day coordination of activities...

The role holder is responsible for providing support to the Head of Risk and Compliance. This document is intended to clarify core, shared expectations of Risk and Compliance to existing staff and newcomers, to key stakeholders such line managers, technical advisors, regional leads, and those who rely on the risk/compliance/control/fraud work they do.The...

We are looking to grow our team. Individuals who demonstrate strong performance and ability to learn quickly in the temp position will be considered for fulltime employment.What You'll Be Working OnJob Description Compliance position in the Sponsor Support team that has an advanced understanding of Defined Contribution Plans.Understanding of customized...

Develop best-in-class processes and systems, and drive continual improvement.Drive scalable business solutions which ensure compliance with consumer product regulationsCommunicate technical regulatory requirements to non-technical stakeholdersWrite rules to auto-classify ASIN's with HTS/ECCN codes based on the detail page/CSI page informationManually...

Administer all resources of compliance program and ensure implementation of all program according to accuracy and maintain knowledge on all compliance requirements and provide support to same and if required training to subordinates.Analyze all compliance procedures and monitor all risks for same and evaluate all potential defects and assist in resolution...

1. To assist in implementing and upgrading the quality management system.2. Advise & help Quality Manager on all new aspects of quality management systems.3. Audit all APIC studies on relevant Good Practice Activities.4. Assure implementation and compliance with ISO 17025 & International standards and regulations regarding bioequivalence studies,...

Ability to develop understanding of compliance matters.Perform compliance tasks and Entry level roles with full supervision.Perform daily tasks as required.Support in information gathering.Support in investigations' documentation.Support in policy research as needed.

About the jobDescriptionRisk and Compliance Operations (RCO) is rapidly expanding its presence across Amazon’s diverse compliance programs globally. RCO is looking for independent, passionate, and experienced AML professionals in financial services, payments, and e-commerce.The Screening Compliance Analyst will support the APUK and APE businesses. This...

Lead various governance, risk & compliance projects end to end, from design phase to closure phase. Perform continuous monitoring.Develop project timeline, roadmap and list of required tasks for various teams. Be the security SME for driving compliance efforts & initiatives.Work closely with product, regulatory, privacy, security, engineering, operations,...

Classify products based on Standard Operating Procedures within task metrics such as Quality , Productivity and SLA.Write syntaxes which auto-classify similar products under a specific policy.Respond to product compliance issues raised by internal and external stakeholders such as Vendor Managers, Area Managers or Amazon Selling Partners.

Follow-up of the Compliance process at base level by ensuring the monthly flow of documentation from the Area to the Capital office;Participate in IP due diligence for all IP prior to their engagement;Follow-up of the compliance process at implementing partner level by ensuring the monthly flow of documentation from the implementing partner to the Capital...